CPE

ALS is one of the few training organisations empanelled with National Institute of Securities Market (NISM) for training on Continuing Professional Education Programs (CPE) through its parent company SREdupro Pvt. Ltd..

Upon expiry of the validity of the certificate possessed by an associated person, the certificate shall be re-validated by passing the relevant NISM Certification Examination before the expiry of the existing certificate or by successfully completing a program of relevant one day ‘Continuing Professional Education (CPE)’ as may be specified by NISM during 12 months preceding the date of expiry of the certificate.

By attending a 6 hours session which includes lunch, tea & snacks; examination can be avoided and the same certificate can be obtained. Due to the presence of an experienced industry oriented and NISM empanelled trainer, updated industry relevant knowledge to the candidates is also provided. We have been conducting CPE for individuals at large and for organisations requesting to do the same for their associates.

Following are the modules for which we can conduct CPE:

  • NISM-Series-I : Currency Derivatives
  • NISM-Series-II-A : RTA- Corporate
  • NISM-Series-II-B : RTA – Mutual Funds
  • NISM-Series-III-A: Securities Intermediaries Compliance (Non-Fund)
  • NISM-Series-IV : Interest Rate Derivatives
  • NISM-Series-V-A : Mutual Fund Distributors
  • NISM-Series-V-B : Mutual Fund Foundation
  • NISM-Series-VI : Depository Operations
  • NISM-Series-VII : Securities Operations and Risk Management
  • NISM-Series-VIII : Equity Derivatives
  • NISM-Series-X-A: Investment Adviser (Level 1)
  • NISM-Series-X-B: Investment Adviser (Level 2)
  • NISM Series-IX: Merchant Banking
  • NISM Series-XIII: Common Derivatives
  • NISM Series XV: Research Analyst

Our |Clients|

CPE

National Institute of Securities Markets (NISM) performs two functions delegated to it under the Securities and Exchange Board of India (Certification of Associated Persons in Securities Markets) SEBI (CAPSM) Regulations, 2007. They are:

  • Offering mandatory Certification Examinations for associated persons in the securities market intermediaries
  • Offering Continuing Professional Education (CPE) Programs for associated persons in the securities market intermediaries

Why is NISM CPE Training Important?

Upon expiry of the validity of the certificate possessed by an associated person, the certificate shall be re-validated by passing the relevant NISM Certification Examination before the expiry of the existing certificate or by successfully completing a program of relevant one day ‘Continuing Professional Education (CPE) as may be specified by NISM during 12 months preceding the date of expiry of the certificate without giving exam

The certificate will be re-validated for a period of three years from the date of expiry of the existing certificate.

Who is Eligible to attend NISM CPE Training?

The validity of which has not expired can re-validate his/her Certificate for a period of three years from its date of expiry.

Associated Person belonging to the *Principal* Category (for equity and Currency Derivatives) or the *Grandfather* Category (for Equity, Currency Derivatives and Mutual Fund) can obtain a Certificate for the first time without giving an exam

Principal and Grandfather category eligibility criteria differs for each module

NISM certification has been made mandatory by the SEBI for people working in any capital market institutions.

We Sykes & Ray Edupro Pvt Ltd are empaneled with NISM for CPE training since 2016.

We conduct open and corporate batches Pan India under the banner name Sykes & Ray Edupro Pvt Ltd.

CPE Refresher course for renewal f has been scheduled and the registration and enrollment are open.

Please click on the below link for registration.

https://forms.gle/FmX85g5SZSifydYBA

Enrollment for Open batch

Enrollment for the CPE session has to be done online only as per new guidelines from NISM and hence you need to visit

https://certifications.nism.ac.in/nismaol/ to register for the same.

You need to make payment online and you will get enrollment confirmation for the same.

Procedure to Enroll for CPE – DO NOT USE GOOGLE CHROME

Sr no Steps
1 Login to – certifications.nism.ac.in
2 On the left side, in blue panel Click on NISM Certification Portal
3 Enter your registered ID and Password on right side
4 After login, click on ENROLLMENT and then Click on ENROLL FOR CPE / ECPE.
5 Select CPE Training Program option and then click on Submit
6 Select Module: For Example – NISMS08A-NISM-Series-VIII: Equity Derivatives Certification Examination
7 Category Normal
8 Next
9 Select a location
10 From Date and To Date – 22nd Jan., 2023
11 Search
12 Company Name – Sykes and Ray Edupro/venue/available seats
13 Process Payment.
14 You will get your Admit card, Download it and take a print out of it.

Document to be carried in Training

  1. Admit Card
  2. Original Aadhar Card
  3. Original PanCard

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